基于TLS数据的杨树人工林单木地上碳储量增量估测

    Estimation of individual tree aboveground carbon stock growth in poplar plantation forests based on TLS data

    • 摘要: 森林生态系统作为陆地上最大的碳汇,其碳储量估算的准确性直接影响碳循环模型构建及碳中和政策制定,传统的森林碳储量动态估测主要基于林分尺度,难以反映单株树木的碳储量变化。该研究以12块不同株行距配置和无性系的杨树人工林为研究对象,基于2019年和2021年的地基激光雷达(terrestrial laser scanning, TLS)数据利用非完全模拟树木水分养分传输的骨架提取算法(a novel algorithm of the incomplete simulation of tree transmitting water and nutrients, ISTTWN)提取多项基本测树因子,经相关性与共线性分析、Boruta算法实现变量筛选后构建线性和非线性以及4种机器学习模型(随机森林、K最近邻、支持向量机、CatBoost)经Optuna框架参数调优后选取最佳模型,通过直接与间接的方法估测单木地上碳储量增量,探究研究区杨树的最优单木地上碳储量增量估测方法以及最佳种植配置。结果表明,基于Boruta算法筛选变量的随机森林模型在研究区杨树单木地上碳储量(R2 = 0.944)以及碳储量增量(R2 = 0.798)的估测中展现出优势;以单木地上碳储量增量为因变量构建随机森林模型的直接法是研究区内杨树单木地上碳储量增量的较优估测方案(R2为0.821,均方根误差为0.920 kg和平均绝对误差为0.733 kg);研究期内,株行距配置为6 m×6 m的南林797杨单木地上碳储量增量最大,单木地上碳储量增长率也处于较高水平,表明该配置比较有利于杨树的碳积累。该研究提供了一种估算单株杨树地上碳储量增量的非破坏性方法,对优化碳导向型杨树人工林的管理具有一定参考意义。

       

      Abstract: Forest ecosystems serve as the largest carbon sink on land and play a critical role in the global carbon cycle and climate change mitigation. The accuracy of forest carbon stock estimation significantly affects the development of reliable carbon cycle models and the effective implementation of carbon neutrality policies. Conventional methods for dynamic carbon stock assessment are generally conducted at the stand scale, which lacks the resolution to capture carbon stock variation at the individual tree level. To address this limitation, this study investigated 12 poplar (Populus L.) plantation plots with varying planting spacings and clones. Using high-resolution terrestrial laser scanning (TLS) data acquired in 2019 and 2021, multiple fundamental tree structural metrics were extracted via a novel algorithm of the incomplete simulation of tree transmitting water and nutrients (ISTTWN), which relies on geometric characteristics for extracting tree branch skeletons. Following data extraction, correlation analysis and multicollinearity diagnostics were performed for both linear and nonlinear models to identify significant predictors. The Boruta algorithm was applied for variable selection to four machine learning models: random forest, k-nearest neighbors, support vector machine, and CatBoost. The Optuna algorithm was then used to optimize hyperparameters based on negative mean squared error during 5-fold cross-validation. The best-performing model was selected for estimating individual tree aboveground carbon stock and carbon stock growth. The study employed both direct and indirect methods to estimate aboveground carbon stock growth at the individual tree level. The direct approach modeled growth directly by selecting relevant variables and constructing a predictive model. In contrast, the indirect approach treated carbon stock as the dependent variable, estimated stocks at two time points for the same tree, and derived growth by difference. By comparing the accuracy of both methods, this study aimed to determine the optimal approach for estimating individual tree aboveground carbon stock growth and to identify the best planting configuration for poplar trees in the study area. Results showed that the Random Forest model, built with Boruta-selected variables, outperformed other models, achieving an R2 of 0.944 for estimating aboveground carbon stock and an R2 of 0.798 for carbon stock growth. Specifically, the direct estimation method using Random Forest produced the most accurate predictions for growth, with an R2 of 0.821, a root mean square error (RMSE) of 0.920 kg, and a mean absolute error (MAE) of 0.733 kg. These results demonstrate high precision and robustness, highlighting the ability of machine learning to capture complex nonlinear relationships between tree structural attributes and carbon dynamics. Furthermore, the study found that NL-797 poplar clones planted at a spacing of 6 m × 6 m not only achieved the highest absolute carbon stock growth per tree but also exhibited a high carbon accumulation rate during the study period. This indicates that combining specific genotypes with optimal planting density can significantly enhance carbon sequestration in poplar plantations. In conclusion, this study proposes a non-destructive and highly accurate methodology for estimating aboveground carbon stock growth in individual trees using TLS and advanced machine learning models. The findings provide valuable insights for forest management strategies aimed at maximizing carbon storage and offer a scientific basis for the design and management of carbon-oriented plantation forests.

       

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