农田玉米秸秆覆盖类型的光学和微波遥感识别潜力分析

    Potential analysis of optical and microwave remote sensing for identifying maize straw mulching types in farmland

    • 摘要: 农田秸秆覆盖是保护性耕作的重要措施,有助于推动农业可持续发展。不同的秸秆覆盖类型往往体现出差异化的农田管理方式,具有重要的农业意义。尽管遥感技术已广泛应用于秸秆覆盖监测,目前在秸秆覆盖类型分类体系的构建方面仍属空白,光学与微波遥感影像在不同秸秆覆盖类型识别中的能力也缺乏系统评估。针对上述问题,该研究选取吉林省四平市梨树县作为研究区,利用Sentinel-1微波影像和Sentinel-2光学影像,设计了3种分类体系,并基于这些体系构建分类场景,系统评估光学与微波遥感影像在不同玉米秸秆覆盖类型识别中的潜力。构建了3种秸秆覆盖识别的分类体系:留茬覆盖+根茬堆叠覆盖+根茬无覆盖、秸秆覆盖+秸秆无覆盖、留茬+非留茬;通过组合3种分类体系与13种光学和微波特征组合构建了39个分类场景;对比并分析3个分类体系下样本的直方图分布、Jeffries-Matusita (JM)距离以及39个分类场景的分类精度。结果表明,Sentinel-2数据的JM距离均>1,识别以上3个分类体系的最高总体精度分别为76.00%、81.00%以及95.00%,Kappa系数分别为0.64、0.62以及0.90,F1分数分别为75.94%、80.95%以及95.00%,可以较好识别秸秆覆盖。根据JM距离和总体精度的大小,Sentinel-2识别能力由大到小分别为留茬+非留茬、秸秆覆盖+秸秆无覆盖以及留茬覆盖+根茬堆叠覆盖+根茬无覆盖。而Sentinel-1数据的JM距离均<1,识别3个分类体系的最高总体精度仅为42.00%、64.00%以及63.00%,Kappa系数仅为0.13、0.28以及0.26,F1分数仅为41.25%、63.87%以及62.82%,秸秆覆盖识别精度总体偏低。此外,Sentinel-1作为Sentnel-2的辅助数据也未能提高3个分类体系的可分性和精度。综上,Sentinel-2影像在耕作方式未知下仍能有效识别潜在保护性耕作区域。研究结果为识别保护性耕作区域提供了技术支撑,也为相关政策的制定与推广提供科学依据。

       

      Abstract: Straw mulching has been one of the most key practices in conservation tillage. The soil erosion can be reduced for the high soil fertility in the sustainable agriculture. Different types of straw mulching can often dominated by the different farmland strategies and agronomic importance. Although remote sensing has been widely used to monitor straw mulching, it is still lacking on the type classification of the straw mulching. Moreover, there is the great variation in the imaging processing of optical and microwave remote sensing. This study aims to systematically monitor and identify the straw mulching types in farmland using optical and microwave remote sensing. The experimental area was selected as Lishu County in Siping City of Jilin Province, Northeast China, due to its representative conservation tillage practices. Sentinel-1 microwave images and Sentinel-2 optical images were utilized to design 3 classification systems. Classification scenarios were constructed to systematically evaluate the potential of the optical and microwave data in identifying different types of corn straw mulching. Specifically, three classification systems were established to represent combined objectives: 1) stubble mulch + stacked root stubble mulch + root stubble without mulch, 2) straw mulch + no straw mulch, and 3) stubble mulch + no stubble mulch. A total of 39 classification scenarios were developed to systematically combine the three classification systems with 13 feature combinations that derived from optical bands, spectral indices, radar backscatter coefficients, and polarization features. A comprehensive comparison was conducted to evaluate the effectiveness of each classification system from three aspects: 1) the histogram distribution of samples under each classification, 2) the Jeffries-Matusita (JM) distance to quantify class separability, and 3) the accuracy of classification. The results showed that all JM distances with Sentinel-2 optical images exceeded 1.0, indicating the high-class separability. The highest overall accuracies were achieved to identify the 3 systems using Sentinel-2 images, which were 76.00%, 81.00%, and 95.00%, respectively, with the kappa coefficients of 0.64, 0.62, and 0.90, while F1 scores of 75.94%, 80.95%, and 95.00%, respectively. As such, the Sentinel-2 optical images were well-suited to identify the different types of straw mulching. According to the ranking of both JM distance and classification accuracy, the highest performance was found in the classification system of stubble mulch + no stubble mulch, followed by straw mulch + no straw mulch, and finally stubble mulch + stacked root stubble mulch + root stubble without mulch. In contrast, Sentinel-1 microwave images shared the relatively low separability, with all JM distances below 1.0. The highest overall accuracies were obtained to identify the 3 systems using Sentinel-1 images, which were only 42.00%, 64.00%, and 63.00%, respectively, with the kappa coefficients of 0.13, 0.28, and 0.26, while the F1 scores of 41.25%, 63.87%, and 62.82%, respectively. Overall, the identification accuracy of straw mulching was relatively low using Sentinel-1 images. Moreover, the integration of Sentinel-1 images as supplementary input to Sentinel-2 cannot enhance the separability or accuracy of any classification scenario. In conclusion, Sentinel-2 optical remote sensing imagery also demonstrated the superior potential to identify the farmland with straw mulching, especially in the unavailable tillage practices. The findings can also provide the valuable technical support and scientific basis for the decision-making on the potential conservation tillage farmland.

       

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